1 Introduction
Inferring the 3D shape from a single image is a fundamental task in computer vision with different applications in robotics, CAD systems, virtual and augmented reality. Recently, increasing attention has focused on deep 3D shape generation from single images [4, 6] with the creation of largescale datasets [3]
, and the development of deep learning techniques.
A number of the previous methods represent the estimated 3D shape as a voxelized 3D occupancy grid [4, 9, 31]
. Albeit easy to integrate into deep neural networks, these voxelbased methods may suffer from data sparsity because most of the information needed to compute the 3D structure is given by the surface voxels. In fact, the part of the shape representation lies on the surface of the 3D object, which makes up only a small fraction of all voxels in the occupancy grid. This makes the use of 3D CNNs computational expensive yielding considerable amount of overhead during training and inference. To overcome these issues, recent methods focus more on designing neural network architectures and loss functions to process and predict point clouds (3D). These point clouds consist of points which are uniformly sampled over the object surfaces. For example, Fan et al.
[6] introduce a framework and loss functions designed to generate unordered point clouds directly from 2D images. Other work extends this pipeline by adding geometrically driven loss functions for training [11]. However, the inference procedure does not explicitly impose any geometrical constraint.In this paper, we address this problem and propose an efficient framework to sequentially predict the depth map to infer the full 3D object shape, see Figure 1. The transformation of the depth map into the partial point cloud is based on the camera model. In this way, the camera model is explicitly used as a geometrical constraint to steer the 2D3D domain transfer. Our method is composed of three components, namely, depth intermediation, point cloud completion and 3D2D refinement, see Figure 2 for a detailed overview of our framework.
First, given a single image of an object, the depth intermediation module predicts the depth map, and then computes the point cloud of the visible part of the object contained in the image. We refer to this singleview point cloud as the partial point cloud. The computation of the partial point cloud is based on the camera model geometry. In this way, we explicitly impose the camera model as a geometrical constraint in our transformation to regulate the 2D3D domain transfer.
The point cloud completion module infers the full point cloud using the partial point cloud as input. An encoderdecoder network is used to convert the partial point cloud to the full point cloud [33]. The encoder is an autoencoder that takes the predicted partial point cloud as input and learns to reproduce it. We use the lowdimensional representation, i.e. code vector, as the representative feature vector of the point cloud. The decoder takes this feature vector to produce the full point cloud.
Finally, the 3D2D refinement process enforces the alignment between the generated full point cloud and the depth map prediction. The refinement module imposes a 2D projection criterion on the generated point cloud together with the 3D supervision on the depth estimation. This selfsupervised mechanism enables our network to jointly optimize both the depth intermediation and the point cloud completion modules.
In summary, our contributions in this work are as follows:

A novel neural network pipeline to generate 3D shapes from single monocular images by depth intermediation.

Incorporating the camera model as a geometrical constraint to regulate the 2D3D domain transfer.

A 3D2D refinement module to jointly optimize both depth estimation and point cloud generation.

Outperforming the stateoftheart methods on the task of 3D single view reconstruction on the ShapeNet dataset.
2 Related Work
Depth Estimation Singleview, or monocular, depth estimation refers to the problem where only a single image is available at test time. Eigen et al. [5] show that it is possible to produce pixel depth estimations using a two scale deep network trained on images and their corresponding depth values. Several methods extend this approach by introducing new components such as CRFs to increase the accuracy [15], changing the loss from regression to classification [2], using other more robust loss functions [13], and by incorporating strong scene priors [28]. Recently, there are a number of methods to estimate depth in an unsupervised way. Garg et al. [7] introduce an unsupervised method by using an image alignment loss. Godard et al. [8] propose an unsupervised deep learning framework by employing loss functions which impose consistency between predicted depth maps which are obtained from different camera viewpoints. Kuznietsov et al. [12] adopt a semisupervised deep method to predict depths from single images. As opposed to existing methods, in our work, we use supervised depth estimation to produce depth maps to enable the inference of 3D shapes. Our 3D2D refinement module uses the generated full point cloud as a 3D supervision algorithm to steer the depth estimation.
Point Cloud Feature Learning
Point cloud feature extraction is a challenging problem because points of 3D point clouds lie in a nonregular space and cannot be processed easily by standard CNNs. Qi et al.
[22]propose PointNet to extract unordered point representations by using multilayer perceptrons and global pooling. As a followup work, PointNet++ abstracts local patterns by sampling representative points and recursively applying PointNet as learning blocks to obtain the final representation. Wei et al.
[34] introduce 3DContextNet that exploits both local and global contextual cues imposed by the kd tree to learn point cloud features hierarchically. Yang et al. [32] propose a foldingbased decoder that deforms a canonical 2D grid onto the underlying 3D object surface of a point cloud. In our work, we leverage the PointNet layers and folding operations to build our point completion module. The PointNet layer is used as the basic learning block to build our network. The folding operation is used as the last step of our point completion module to transform the sparse full point cloud to a dense full point cloud.3D Shape Completion Shape completion is an essential task in geometry and shape processing and has wide applications. The aim of existing methods is to complete shapes using local surface primitives, or to formulate it as an optimization problem [21, 24]. Recently, there is a growing number of methods that exploit shape structures and regularities [20, 26], and methods using strong database priors [1, 16]. These methods, however, often require that the datasets contain the exact parts of the shape, and thus are limited in generalization power. With the advances of largescale shape repositories like ShapeNet [3], researchers start to develop fully datadriven methods. For example, 3D ShapeNets [30]
use a deep belief network to obtain a generative model for a given shape database. Nguyen et al.
[25]extend this method for mesh repairing. Most existing learningbased methods represent shapes by voxels. However, volumetric representation are suited for convolutional neural networks. In contrast, our method uses point clouds. Point clouds preserve the full geometric information about the shapes while being memory efficient. Related to our work is PCN
[33], which uses an encoderdecoder network to generate full point clouds in a coarsetofine fashion. However, our method is not limited to the shape completion task. The aim is to generate the full point cloud of an object from a single image.Singleimage 3D Reconstruction Traditional 3D reconstruction methods [14, 17, 19] require correspondences of multiple views. Recently, increasing attention has focused on datadriven 3D reconstruction from single images [4, 6, 31].
One class of the previous researches focuses on voxelbased representations [4, 9, 31, 29]. Choy et al. [4]
propose 3DR2N2 that takes as an input one or more images of an object taken from different viewpoints. The output is reconstruction of the object in the form of a 3D occupancy grid by means of recurrent neural networks. Followup work on this
[9] proposes an adversarial constraint to regularize the predictions by a large amount of unlabeled realistic 3D shapes. Tulsiani et al. [27] adopt an unsupervised solution for 3D object reconstruction and jointly learn shape and pose predictions by enforcing consistency between the predictions and available observations. Jiajun et al. [29] also attempt to reconstruct the 3D shapes from 2.5D sketches. They first recover the 2.5D sketches of objects and then treat the predicted 2.5D sketches as intermediate images to regress the 3D shapes. Different from their method, our proposed approach explicitly imposes the camera model into the transformation and infers the partial point clouds from predicted depth maps purely based on 3D geometry.Voxelbased representations are computationally expensive and are only suitable for coarse 3D voxel resolutions. To address this issue, Fan et al. [6] introduce point cloud based representations for 3D reconstruction. They propose an endtoend framework to directly regress the point location from a single image. Different from [6], our approach sequentially predicts the depth map, infers the partial point cloud based on the camera model, and generates the full point cloud of the 3D shape. In addition, we also explicitly enforce the alignment between the generated point cloud and the estimated depth map to jointly optimize both of the components.
3 Method
We propose a method that generates point clouds from images using depth intermediation. To recover a 3D point cloud from a single view image, our network uses three modules: (1) a depth intermediation module is used to predict depth maps and calculate the partial point clouds based on the camera model geometry; (2) a point cloud completion module is proposed to infer full 3D point clouds from predicted partial point clouds; (3) a 3D2D refinement mechanism is proposed to enforce the alignment between the generated point clouds and the estimated depth maps. Our whole pipeline can be trained in an endtoend fashion and enables to jointly optimize both depth estimation and point cloud generation.
3.1 Depth Intermediation
The first component of our network takes a 2D image of an object as input. It predicts the depth map of the object and calculates the visible point cloud based on the camera model. The aim of the depth intermediation module is to regulate the 2D3D domain transfer and to constrain the structure of the learned manifold. Most of the previous methods directly generate the 3D shape from a single 2D image. Although they use geometrically inspired loss functions during training, the inference procedure does not explicitly impose any geometrical constraint. In contrast, our method uses the predicted depth map to compute the partial point cloud. In this way, during inference, geometrical constraints are explicitly incorporated by means of depth estimation and the camera model.
An encoderdecoder network architecture is used for our depth estimation. The encoder is a VGG16 architecture up to layer conv5 3 encoding a image into 512 feature maps of size . The decoder contains five sets of deconvolutional layers, followed by four convolutional layers. Skip connections link the related layers between the encoder and decoder. The output is the corresponding depth map with the same resolution as the 2D input image.
Then, the partial point cloud is computed using a camera model. For a perspective camera model, the correspondence between a 3D point and its projected pixel location on an image plane is given by:
(1) 
where K is the camera intrinsic matrix. R and t denote the rotation matrix and the translation vector. In our paper, we assume that the principal points coincide with the image center, and that the focal lengths are known. Note that when the exact focal length is not available, an estimation (approximation) may still suffice. When the object is reasonably distant from the camera, larger focal lengths will choose between perspective and weakperspective models.
In general, objectlevel depth estimation is coarse. Hence, the corresponding partial point cloud may suffer from noise (e.g. flying dots) on the boundaries along the frustum. The aim of our 3D2D refinement is to enforce the partial point cloud to be consistent with the full point cloud. The aim is to reduce the estimation errors at the boundaries. For example, consider Figure 3, where depth maps and their corresponding partial point clouds are shown. The predicted partial point cloud without refinement (second row) suffers from errors (i.e. the flying dots). This type of estimation errors are largely reduced by our 3D2D refinement process (third row).
3.2 Point Cloud Completion
The full point cloud is inferred by learning a mapping from the space of partial observations to the space of complete shapes. The point cloud completion module consists of two parts: an extraction and a generation stage. The aim of the extraction stage is to concisely represent the geometric information of the partial point cloud by a code vector v
. A point cloud autoencoder is proposed to compute the (lowerdimensional) code vector. The encoder part is based on graph maxpooling
[23] and DenseNet [10]. Specifically, the encoder is composed of PointNet layers and graphbased maxpooling layers. The graph is the Knearest neighbor graph constructed by considering each point in the input point set as a vertex, with edges connecting only to nearby points. The maxpooling operation is only applied to the local neighborhood of each point to aggregate (local) data signatures. In the experiments, we choose . We use one PointNet layer followed by one graphbased maxpooling layer as one graph layer. We also connect the output of each graph layer to every other graph layer in a feedforward fashion. The reason is to regulate the flow of information and gradients throughout the network. The output of the encoder is passed to a featurewise global maxpooling component to produce a dimensional vector. This vector is the basis of our latent space. The decoder transforms the latent vector using 3 fully connected layers to produce the same input. We use a dimensional representation ( in our paper), i.e. code vector, as the input for the generation of the full point cloud.In the generation stage, the network architecture is similar to the decoder of PCN [33]. The code vector is taken as input. It produces a sparse output point cloud by a fullyconnected decoder [6]. Then, a detailed output point cloud is obtained by a foldingbased decoder [32]. The fullyconnected decoder predicts a sparse set of points representing the global geometry of an object. The foldingbased decoder approximates a smooth surface representing the local geometry of a shape. In this paper, sparse point clouds are generated by the fullyconnected decoder and used as key point sets. Then, for each key point , a patch of points ( in our experiments) is generated in local coordinates which are centered at via the foldingbased decoder. Eventually, complete point cloud are generated as output of the network.
CD  EMD  
3DR2N2  PSGN  3DLMNet  Ours  PSGN  Ours  
1 view  3 views  5 views  
airplane  6.086  4.989  4.790  2.309  2.762  2.579  4.908  6.580 
bench 
7.047  5.229  4.926  3.608  3.546  3.388  6.234  5.209 
cabinet 
4.453  4.071  4.039  4.447  3.880  4.174  6.489  5.469 
car 
5.046  4.836  4.810  3.824  3.346  3.637  5.160  4.089 
chair 
6.966  5.198  4.934  4.347  4.361  4.118  7.987  6.937 
lamp 
18.122  13.756  13.009  4.024  4.513  3.774  7.558  8.804 
monitor 
7.518  5.413  5.041  4.491  4.674  4.137  5.864  4.657 
rifle 
7.794  6.853  6.640  2.562  2.421  2.286  7.737  6.483 
sofa 
6.353  5.623  5.502  4.590  3.847  4.322  5.450  5.467 
speaker 
6.987  6.879  6.690  4.939  4.572  4.736  7.733  7.796 
table 
7.326  5.545  5.262  4.037  4.071  3.790  7.776  6.806 
telephone 
5.516  4.803  4.608  3.972  4.033  3.389  5.651  5.064 
vessel 
7.599  6.997  6.824  3.971  3.962  3.490  6.840  6.408 
mean  7.447  6.167  5.930  3.932  3.845  3.678  6.568  6.136 

3.3 3D2D Refinement
In this section, the aim is to align the predicted point clouds and the corresponding estimated depth maps and to jointly optimize both the depth intermediation and the point completion module.
For the depth intermediation network, flying dots may occur in the inferred partial point cloud near the object boundaries along the frustum, as shown in Figure 3. The cause of this is the lack of contextual information for objectlevel depth estimation. Therefore, the aim of the 3D2D refinement is to reduce these estimation errors (i.e. depth noise reduction).
To reduce the depth estimation errors, the generated point cloud is used as a 3D selfsupervision component. A pointwise 3D Euclidean distance is used between the partial point cloud and the full point cloud, which is defined by:
(2) 
where and are the predicted partial point cloud and the predicted full point cloud, respectively. This regularizes the partial point cloud to be consistent with the full point cloud with the aim to reduce noise (i.e. flying points).
To constrain the generated point cloud using the 2D projection supervision, we penalize points in the projected image which are outside the silhouette :
(3) 
where and represent the pixel coordinates of the projected image and the silhouette, respectively. is an indicator function set to 1 when a projected point is outside the silhouette. The purpose of this constraint is to recover the details of the 3D shape.
4 Experiments
Dataset: We train and evaluate the proposed networks using the ShapeNet dataset [3], which contains a large collection of categorized 3D CAD models. For fair comparison, we use the same training/testing split as in Choy et. al. [4].
Training Details: Our networks are optimized using the Adam optimizer. During our experiments, we found that it is crucial to initialize the network properly. Therefore, we follow a twostage training procedure: the depth estimation network and the point completion network are first pretrained to predict the depth map and the complete point cloud, separately. The depth estimation network is trained with the L2 loss. The point completion network is trained using the ground truth of the partial point clouds as input with the Chamfer/Earth Mover’s distance loss. Then, the entire network is jointly trained endtoend with the 3D2D refinement as a complementary constraint.
Evaluation Metric: We evaluate the generated point clouds of the different methods using three metrics: point cloud based Chamfer Distance (CD), point cloud based Earth Mover’s Distance (EMD) and voxel based Intersection over Union (IoU).
The Chamfer Distance loss measures the distance between the predicted point cloud and the ground truth point cloud . This loss is defined by:
(4) 
The Earth Mover’s Distance requires to have equal size . The EMD distance is defined as:
(5) 
where is a bijection. A lower CD/EMD value represents better reconstruction results.
To compute IoU of the predicted and ground truth point clouds, we follow the setting of GAL [11]. Each point set is voxelized by distributing points into grids. The point grid for each point is defined as a
grid centered at this point. For each voxel, the maximum intersecting volume ratio of each point grid and this voxel is calculated as the occupancy probability. IoU is defined as follows:
(6) 
where and are the voxelized groundtruth and prediction, respectively. is the index of the voxels. is an indicator function. A higher IoU value indicates more precise point cloud prediction.
3DR2N2  PSGN  Ours  

1 view  3 views  5 views  
airplane  0.513  0.549  0.561  0.622  0.612 
bench  0.421  0.502  0.527  0.581  0.609 
cabinet  0.716  0.763  0.772  0.607  0.683 
car  0.798  0.829  0.836  0.801  0.832 
chair  0.466  0.533  0.550  0.537  0.572 
lamp  0.381  0.415  0.421  0.451  0.464 
monitor  0.468  0.545  0.565  0.563  0.614 
rifle  0.544  0.593  0.600  0.619  0.695 
sofa  0.628  0.690  0.706  0.678  0.699 
speaker  0.662  0.708  0.717  0.683  0.698 
table  0.513  0.564  0.580  0.580  0.615 
telephone  0.661  0.732  0.754  0.724  0.744 
vessel  0.513  0.596  0.610  0.533  0.585 
mean  0.560  0.617  0.631  0.613  0.648 
depth w/o refinement  depth w/ refinement  

airplane  0.166  0.092 
bench  0.421  0.358 
cabinet  0.584  0.499 
car  0.267  0.259 
chair  0.968  0.890 
lamp  0.428  0.399 
monitor  0.707  0.639 
rifle  0.047  0.046 
sofa  0.551  0.497 
speaker  0.731  0.672 
table  0.298  0.282 
telephone  0.259  0.237 
vessel  0.271  0.261 
mean  0.438  0.395 
Table 1 shows the quantitative comparison between 3DR2N2 [4], PSGN [6], 3DLMNet [18] and our proposed method. 3DR2N2 takes as an input one or more images of an object taken from different viewpoints. It outputs a reconstruction of the object in the form of a 3D occupancy grid by using recurrent neural networks. PSGN utilizes fullyconnect layers and deconvolutional layers to predict 3D points directly from 2D images. 3DLMNet is a latentembedding matching method to learn the prior over 3D point clouds. Our method outperforms existing methods for most of the categories and achieves a lower overall mean score. Note that 3DLMNet applies the iterative closest point algorithm (ICP) as a postprocessing step. However, our proposed method still outperforms 3DLMNet for 9 out of 13 using the Chamfer metric.
A number of qualitative results are presented in Figure 4. In the first row, both PSGN and our method perform well to generate the full point cloud. In the second to fifth row, our method provides accurate structures, while PSGN confuses some details of the 3D shapes (backrest of the bench in the second row, the open back of the Pickup in the third row, and the table legs in the fourth row). Our method also generates better pose estimation. This is shown for viewpoint in the fourth row. Further, the result of the proposed method is more aligned with the ground truth than PSGN. A failure case is shown in the last row. Both methods, PSGN and ours, are not able to capture the correct structure of the chair leg.
Table 2 shows the IoU value for each category. It is shown that our method achieves higher IoU for most of the categories. 3RR2N2 is able to predict 3D shapes from more than one views. For many of the categories, our method even outperforms the 3DR2N2’s prediction using 5 views.
Table 3 shows that the depth estimation network benefits from the 3D selfsupervision strategy of the generated point cloud. As shown in Figure 3, the depth estimation with only 2D supervision may suffer from the estimation error near the boundaries along the frustum. With our 3D2D refinement, the generated full point cloud is utilized as 3D selfsupervision to reduce the estimation error.
Results on RealWorld Images: We also test the generalizability of our approach for realworld images. We use the model trained from the ShapeNet dataset directly and run it on real images without finetuning. Results are shown in Figure 5. It can be (visually) derived that our model trained on synthetic data generalizes well to the realworld images.
5 Conclusion
In this paper, we propose an efficient framework to generate 3D point clouds from single images by sequentially predicting the depth maps and inferring the complete 3D object shapes. Depth estimation and camera model are explicitly incorporated into our pipeline as geometrical constraints during both training and inference. We also enforce the alignment between the predicted full 3D point clouds and the corresponding estimated depth maps to jointly optimize both depth intermediation and the point completion module.
Both qualitative and quantitative results on ShapeNet show that our method outperforms existing methods. Furthermore, it also generates precise point clouds from the realworld images. In the future, we plan to extend our framework to scenelevel point cloud generation from images.
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