An Evaluation of Percentile Measures of Citation Impact, and a Proposal for Making Them Better

01/13/2020
by   Lutz Bornmann, et al.
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Percentiles are statistics pointing to the standing of a paper's citation impact relative to other papers in a given citation distribution. Percentile Ranks (PRs) often play an important role in evaluating the impact of scholars, institutions, and lines of study. Because PRs are so important for the assessment of scholarly impact, and because citation practices differ greatly across time and fields, various percentile approaches have been proposed to time- and field-normalize citations. Unfortunately, current popular methods often face significant problems in time- and field-normalization, including when papers are assigned to multiple fields or have been published by more than one unit (e.g., researchers or countries). They also face problems for estimating citation counts (CCs) for pre-defined PRs (e.g., the 90th PR). We offer a series of guidelines and procedures that, we argue, address these problems and others and provide a superior means to make the use of percentile methods more accurate and informative. In particular, we introduce two approaches, CP-IN and CP-EX, that should be preferred in bibliometric studies because they consider the complete citation distribution. Both approaches are based on cumulative frequencies in percentages (CPs). The paper further shows how bar graphs and beamplots can present PRs in a more meaningful and accurate manner.

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