1 Introduction
Consider the Poisson equation in one dimension (1D) or two dimensions (2D):
(1) 
where and in 1D or and in 2D. The function is assumed to be sufficiently smooth so that finitedifference discretizations of provide effective approximations of the solution. The differential operator stands for the Laplacian: in 1D and in 2D. We assume a uniform mesh discretization with meshsize .
We apply the standard three and fivepoint finite difference discretizations for the Laplacian; the corresponding stencils are given by
(2) 
and
(3) 
respectively.
Let us denote the corresponding linear system by
(4) 
The numerical solution of (4) is one of the most extensively explored topics in the numerical linear algebra literature. The discrete Laplacian
is a symmetric positive definite Mmatrix, its eigenvalues are explicitly known, and it is used as a primary benchmark problem for the development of fast solvers. When the problem is large, iterative solvers that allow a high level of parallelism are often preferred.
One of the most efficient methods for solving (4) is multigrid [stuben1982multigrid, MR1156079]. The choice of multigrid components, such as a relaxation scheme as a smoother, plays an important role in the design of fast methods.
The choice of additive Vanka as relaxation scheme, which is suitable for parallel computing, has recently drawn considerable attention. Vankatype smoothers have been applied to the Navier–Stokes equations [john2002higher, SManservisi_2006a, SPVanka_1986a], the Poisson equation using continuous and discontinuous finite elements methods [he2021local], the Stokes equations with finite element methods [farrell2021local, voronin2021low], poroelasticity equations [adler2021monolithic] in monolithic multigrid, and other problems. A restricted additive Vanka for Stokes using discretizations is presented in [saberi2021restricted], which shows its competitiveness with the multiplicative Vanka smoother. Nonoverlapping block smoothing using different patches has been discussed in [claus2021nonoverlapping] for the Stokes equations discretized by the markerandcell scheme. Muliplicative Vanka smoothers in combination with multigrid methods are discussed in [MR4024766, de2021two, franco2018multigrid]. Vankatype relaxation has been used in many contexts, and for more details, we refer the reader to [JAdler_etal_2015b, john2002higher, VJohn_LTobiska_2000a].
In the literature, Vankatype relaxation schemes demonstrate their high efficiency in a multigrid setting, but there seems no theoretical analysis for the convergence speed even for the simple Poisson equation. In this work we take steps towards closing this gap by considering the additive Vanka relaxation for the Poisson equation, and exploring stencils for the Vanka patches. We derive analytical optimal smoothing factors for two types of additive Vanka patches used in [he2021local] for hybridized and embedded discontinuous Galerkin methods. Moreover, we also find the corresponding stencils for the Vanka operator, and show that they are closely related to the scaled mass matrix obtained from the finite element method. Based on this discovery, we propose the massbased relaxation scheme, which yields rapid convergence. This massbased relaxation is very simple: the computation cost is only matrixvector product and there is no need to solve the subproblems needed in an additive Vanka setting. Another advantage of the mass matrices obtained from (bi)linear elements is sparsity.
Solvers for the Poisson equation often form the first step for designing fast solvers for more complex problems, such as the Stokes equations, and NavierStokes equations. We therefore believe that the findings in this work can give some hints in future for designing fast numerical methods for these complex problems.
The remainder of this paper is organized as follows. In Section 2 we introduce the two types of additive Vanka smoothers for the Poisson equation. In Section 3, we present our theoretical analysis of optimal smoothing factors in one and two dimensions. Based on our analysis we also propose a massbased smoother for the threedimensional problem, where the mass matrix is obtained from the trilinear finite element method. In Section 4, we numerically validate our analytical observations and present an LFA twogrid convergence factor. Finally, in Section 5 we discuss our findings and draw some conclusions.
2 Vankatype smoother
We are interested in exploring the structure of an additive Vankatype smoother for solving the linear system (4) using multigrid. In general, this type can be thought of as related to the family of block Jacobi smoothers, which are suitable for parallel computation and are typically highly efficient within the context of multigrid smoothing.
Let the degrees of freedom (DoFs) of
be the set such that . is a restriction operator that maps the vector onto the vector in . DefineThen, we update current approximation by a single Vanka relaxation given by:
For ,
and
A single iteration of Vanka can be represented as
(5) 
where the weighting matrix is given by the natural weights of the overlapping block decomposition. Each diagonal entry is equal to the reciprocal of the number of patches that the corresponding degree of freedom appears in. We refer to the Vanka operator.
For a single additive Vanka relaxation process, the relaxation error operator is given by
(6) 
A key factor is the choice of the patch, that is, the . Here, following [he2021local], we consider two patches, shown in Figure 1. We refer to the left patch in Figure 1 as an elementwise patch and the right one as a vertexwise patch. We denote the corresponding relaxation error operators in (6) as and , respectively. The collection of circles indicate the number of DoFs in one patch . This means that the resulting subproblem is associated with a small matrix whose size is or . In the remainder of this work, for simplicity and clarity we use subscripts and to distinguish between the corresponding operators for elementwise Vanka and vertexwise Vanka, respectively.
3 Local Fourier analysis
Local Fourier analysis (LFA) [MR1807961, wienands2004practical] is a useful tool for predicting and analyzing the convergence behavior of multigrid and other numerical algorithms. In this section, we employ LFA to examine the spectrum or spectral radius of the underlying operators to better understand the proposed Vankatype smoother.
When applying LFA to multigrid methods, high and low frequencies [MR1807961] for standard coarsening () are introduced:
where is the dimension of the underlying problem.
To quantitatively assess the performance of multigrid, LFApredicted twogrid convergence and smoothing factors are used. In many cases the LFA smoothing factor is used due to its simplicity. It works under the assumption that the smoothing process reduces the high frequencies and leaves the low frequencies unchanged. The LFA smoothing factor typically offers a rather sharp bound on the actual twogrid performance.
Definition 3.1.
Let be the relaxation error operator. Then, the corresponding LFA smoothing factor for is given by
(7) 
where is the symbol of , is algorithmic parameter, and denotes the spectral radius of the matrix .
Note that the LFA smoothing factor is a function of . Often, one can minimize (7) with respect to to obtain fast convergence speed. We define the optimal smoothing factor as
(8) 
In this work, the symbol for the Laplacian considered is a scalar, so the spectral radius is reduced to the maximum of a scalar function. In the following, we use LFA to identify the optimal smoothing factor for the additive Vankatype relaxation schemes and explore the structure of the Vanka operator defined in (5). Before providing our detailed analysis of the smoothing factor for different relaxation schemes, we summarize our results in Table 1. The table provides a review of quantitative results of additive Vanka smoothers, and for comparison we include results for the standard pointwise damped Jacobi smoother.
Smoother  Jacobi  ASe  ASv 

1D  
2/3  12/17  81/104  
0.333  0.059  0.039  
2D  
4/5  24/25  20/23  
0.600  0.280  0.391 
Note that a general form of the symbol of additive Vanka operator for the Stokes equations has been discussed in [farrell2021local], which gives , where is called the relative Fourier matrix. Here, we can directly apply the formula of to our additive Vanka operator; see [farrell2021local].
In the analysis that follows, we will use to denote the imaginary scalar satisfying
3.1 Symbols of Vanka patches in 1D
In this subsection, we first consider the analytical symbol of the elementwise patch, then the vertexwise patch for the Laplacian in 1D. We discuss the optimal smoothing factor for each case and derive the corresponding stencil for the Vanka operator.
3.1.1 Elementwise Vanka patch in 1D
It can easily be shown that the symbol of , see (2), is given by
(9) 
Moreover, for the elementwise patch the subproblem matrix is
Following [farrell2021local], the relative Fourier matrix is
Then, the symbol of is given by , where
Based on the above formulas, we obtain
(10) 
Formula (10) indicates that the elementwise Vanka patch corresponds to the stencil
(11) 
Recall that the mass stencil in 1D using linear finite elements is given by
(12) 
This means that the elementwise Vanka operator is equivalent to a scaled mass matrix obtained from the linear finite element method, .
Next, we give the optimal smoothing factor for the elementwise Vanka relaxation scheme.
Theorem 3.1.
The optimal smoothing factor of for the vertexwise Vanka in 1D is
(13) 
where the minimum is uniquely achieved at .
Proof.
When ,
Thus,
To minimize , we require
which gives . Then, . ∎
It is well known that the optimal smoothing factor for damped Jacobi relaxation for the Laplacian in 1D (with ) is . This suggests that using the additive Vanka smoother for multigrid achieves much faster convergence.
3.1.2 Vertexwise Vanka patches in 1D
We now consider the vertexwise patch. The subproblem matrix is
Again, following [farrell2021local], the relative Fourier matrix is
Then, the symbol of is given by , where
Using the above formulas, we have
(14) 
Based on (14), the stencil of is
(15) 
Compared with (11), the vertexwise Vanka uses a wider stencil.
Theorem 3.2.
The optimal smoothing factor of for the vertexwise Vanka in 1D is
(16) 
where the minimum is uniquely achieved at .
Proof.
Note that when . Let , where . To identify the range of , we first compute its derivative:
It follows that
That is, for . To minimize , we require . Then, it follows that
∎
Again, the optimal smoothing factor for vertexwise Vanka is significantly smaller (and hence better) than that of the damped Jacobi relaxation scheme.
3.2 Symbols of Vanka patches in 2D
Similarly to previous subsection, we first consider the analytical symbol for the elementwise patch, then for the vertexwise patch for the Laplacian in 2D.
3.2.1 Elementwise Vanka patch in 2D
The symbol of Laplace operator discretized by fivepoint stencil, see (3), is
(17) 
For the vertexwise patch, following [farrell2021local], the relative Fourier matrix is
Then, the symbol of is given by , where
We have
and it follows that
(18) 
Next, we give the optimal smoothing factor for the elementwise Vanka relaxation in 2D.
Theorem 3.3.
The optimal smoothing factor of for the elementwise Vanka relaxation in 2D is given by
(19) 
where the minimum is uniquely achieved at .
Proof.
We have and is continuous in . By the Extreme Value Theorem, achieves its extremal values at the boundary of or its derivatives are zeros. We first consider the derivatives,
Solving gives . Thus, is a possible global extreme value.
Next, we compute the extremal values of at the boundary . Due to the symmetric of , we only need to consider the following two cases.

Case 1: and . We have
Thus,

Case 2: and . We have
Thus,
If we restrict , we find that the maximum and minimum of are given by
(20) 
respectively. It follows that and . ∎
It is well known that the optimal smoothing factor for damped Jacobi relaxation for the Laplacian in 2D is with [MR1807961]. This suggests that using the additive Vanka smoother for multigrid method, convergence is faster compared to the damped Jacobi relaxation scheme.
Based on the symbol of , we obtain the stencil of ,
(21) 
Recall that the mass matrix stencil using bilinear finite elements is
(22) 
Now, we can make a connection between and :
(23) 
where
(24) 
The relationship (23) is interesting, and suggests that the mass matrix obtained from bilinear elements might be a good approximation to the inverse of . Let us, then, move to consider the mass matrix (22) as an approximation to the inverse of .
Theorem 3.4.
Given the mass stencil in (22) and the relaxation scheme , the corresponding optimal smoothing factor is
(25) 
where the minimum is uniquely achieved at .
Proof.
It can easily be shown that for . Thus, the optimal is . Then, . ∎
From Theorem 3.4, we see that the optimal smoothing factor of 0.333 for the massbased relaxation is close to the optimal smoothing factor 0.280 for the elementwise Vanka patch, and it is better than 0.391 obtained from the vertexwise Vanka, see (30), discussed in the next subsection. Thus, mass matrix could be used as a good approximation to the inverse of the Laplacian considered here.
3.2.2 Vertexwise Vanka patches in 2D
Now, we analyse the smoothing factor for the vertexwise patch. Following [farrell2021local], the relative Fourier matrix is
(26) 
The symbol of is given by with
It can be shown that
(28) 
From (26), (27) and (28), we have
Based on the symbol of , we can write down the corresponding stencil of as follows:
(29) 
Now, we are able to give the optimal smoothing factor for the vertexwise Vanka relaxation scheme.
Theorem 3.5.
The optimal smoothing factor of for the vertexwise Vanka relaxation in 2D is
(30) 
where the minimum is uniquely achieved at .
Proof.
We first compute
where with .
Let . We find that
This means that is a decreasing function. Thus, for , we have
This means that .
If we restrict , then . In this situation, we have
Since for , we have and . ∎
3.3 Extension to the 3D case
While we do not include a smoothing analysis of Vankatype solvers for the 3D case, we can still make a few interesting observations. In particular, motivated by our findings on the potential role of the mass matrix for relaxation, we further explore the scaled mass matrix in 3D as an approximation to the inverse of the Laplacian. Let
where is defined in (11). The symbol of
can be obtained by tensor product given by
The symbol of in 3D is
Let , which is the Jacobi matrix.
Theorem 3.6.
If we consider the pointwise damped Jacobi as a preconditioner for the Laplacian, then the corresponding optimal smoothing factor of is
(31) 
where the minimum is uniquely achieved at .
Proof.
Note that . For , . Thus, to minimize , we require . It follows . ∎
Next, we consider massbased relaxation scheme for the Laplacian in 3D.
Theorem 3.7.
Given the scaled mass stencil in (3.3) and massbased relaxation scheme in 3D, the corresponding optimal smoothing factor is
(32) 
where the minimum is uniquely achieved at .
Proof.
Let
Define with . To find the extremal values of , we will consider its derivatives and the function values at the boundary of underlying domain. We compute the derivatives of with respect to and , given by
Solving with gives . However, such that does not belong to .
Let us define , , and . Note that corresponds to
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